Opposition Principle =? Fundamental Theory
marvin chester
Thursday, 29 October 2009 19:12 UTC
In the mission statement for this Forum Alan Berryman asks"…whether there is or can be a fundamental theory of population dynamics." I propose the Opposition Principle as a candidate for that fundamental theory.
By Opposition Principle I mean this: The effect on the environment of evolutionary success is to alter that environment in a way that opposes the success. In what follows I will cast this principle in mathematical form so as to make it amenable to quantitative comparison with data from nature. A differential equation for population dynamics will be deduced. One of its solutions is compared to data.
This posting is in response to Mike Fowlers encouraging challenge: “This is an interesting statement, and I’d be even more interested to see how you’d frame it mathematically.”
The Principle concerns a society of living organisms that share an environment. The key feature of that society is that it consists of a number, n, of units which have the capacity and the drive to multiply by reproduction. Say a bacterial colony. A population of birds. Their number varies with time: n=n(t). We restrict ourselves to n=large»1 so that its integer nature is not pertinent to computations.
Because I don’t know whether population itself or some monotonic increasing function of n is the relevant parameter, let us define a population strength, s(n). With respect to its environment the population exhibits a certain strength in influencing it. This population strength, s(n), expresses the potency of the population in affecting the environment. Perhaps this strength, s, is just the number n, itself. The greater n is, the more the environmental impact. But it would take a lot of fleas to have the same environmental impact as one lion. So I would expect that the population strength is some function of n that depends upon the society under consideration.
Two things about s are clear. First, s(n) must be a monotonically increasing function of n; ds/dn > 0. This insures that if the population increases then its impact also increases. Albeit perhaps not linearly. Second, when n=0 so, too, is s=0. If the population is zero then certainly its impact is zero. One candidate for s(n) might be n raised to some positive power, p. If p=1 then s and n are the same thing. Another candidate is the logarithm of (n+1).
We need not specify the precise relationship, s(n), in what follows. Nature will tell us via experiment. The only way that s depends upon time is parametrically through its dependence on n. In what follows we shall mean by s(t) the dependence s(n(t)).
It’s convenient to define the population strength growth rate, g = g(t)
The colon indicates that the symbol on the left is defined to mean the expression on the right. Like s, g too acquires its time dependence parametrically through n(t). g = (ds/dn)(dn/dt)
Now we introduce the notion of environmental favorability. We’ll designate it by the symbol, f. Environmental favorability is what drives the growth rate to increase.
The variable, f may not be among those commonly recognized as a directly measurable quantity. Its usefulness is what justifies its introduction. At the moment f is understood simply by virtue of formula (2) above.
A blossoming population strength indicates evolutionary success. Mere growth, g, alone, is inadequate as a measure of success. The reason is that a falling growth implies that the population is not thriving even though the growth, itself, may be large. We take the rate of growth of the population strength – ‘the growth of growth’ – to define evolutionary success. The larger the one the greater the other. If dg/dt is large then the population is having great evolutionary success. In this formulation, of course, evolutionary success varies continuously in time.
Equation (2) says that evolutionary success is generated entirely by the favorability of the environment. In this view, then, f measures not only environmental favorability but also evolutionary success.
Based upon these notions we can caste the opposition principle as a mathematical statement. It has two parts. 1. Any increase in population strength decreases favorability; the more the population’s presence is felt the less favorable becomes the environment. 2. Any increase in the growth of that strength also decreases favorability. Here is the direct mathematical rendering of these two ideas:
We can implement these statements by introducing two parameters. Both w and α are non-negative real numbers and they have the dimensions of reciprocal time. (Negative w values are permitted but redundant.)
Now we can integrate these partial differential equations to deduce that
The ‘constant’ (with respect to s and g) of integration, φ(t), has an evident interpretation. It is the gratuitous favorability provided by nature; the gift of nature. Equation (5) says that environmental favorability consists of two parts.
One part depends on the number and growth of the population being favored: the s(n) and its time derivative, g. This part has two terms both of which always act to decrease favorability. These terms express the opposition principle.
The other part is the gift of nature. It is independent of n. There must be something in the environment favorable to population growth but external to that population else the population would not exist in the first place. This gift of nature may depend cyclically on time. For example seasonal variations are cyclical changes in favorability. Or it may remain relatively constant like the presence of air to breathe. It may also exhibit random and sometimes violent fluctuations like a volcanic eruption or unexpected rains on a parched earth. All quite independent of the population under consideration.
Inserting equations (1) and (2) into (5) we arrive at the differential equation governing population dynamics under the opposition principle. It is this.
In the world of physical phenomena this equation is ubiquitous. It describes electrical circuits, mechanical systems, the production of sound in musical instruments and a host of other phenomena. So it is very well studied. The exact analytical solution to (6), yielding s(t) for any given environmental driving force φ(t), is known.
The easiest case is quite instructive. We suppose the gift favorability is simply constant over an extended period of time. Assume φ(t) = c independent of time. If α < 2w the solutions to (6) are periodic. Non-periodic solutions arise if α ≥ 2w. The periodic solution is this:
where the amplitude, A, and the phase, a, depend upon the conditions of the population at a designated time, say t=0. And the frequency, ω, is given by:
A graph of equation (7) for a particular hypothetical case is shown in the figure. We’ll assume α is negligibly small so it can be set equal to zero. The frequency, ω, is taken to be 2π/(9yrs) = 0.7per year. The vertical axis represents s. In the units chosen for s, the amplitude, A, is taken to be 0.6 and c is taken to be 0.6 yr-2. The phase, a, is chosen so that there is a peak in the population in the year 1963, a=3.49 radians. The abscissa, t, is time for the years shown.
Because I am not very conversant with experimental results in population dynamics I rely for data on a graph in the paper mentioned by Alan Berryman in his posting, Real Data: The Larch Bud Moth
This graph is from that paper. It’s labeled “Population fluctuations of larch budmoth density”. Because the fluctuations are so large it is the 0.1 power of this LBM density that is plotted vs time.
I chose the parameters for the display in the first figure so as to make apparent its correspondence with the data in the second figure.
Since the authors plotted n0.1 as their ordinate one might be led to conclude that the population strength, s(n), for the budmoth goes as the 0.1 power of n. But this conclusion would be in error. There is insufficient precision in the correspondence between the two graphs to warrant it.
The conclusions that may be warranted are these:
Considering that no information at all about the details of budmoth life have gone into the computation, the graphical correspondence is apparent. It suggests that those details of budmoth life are nature’s way of implementing an overriding principle. The graphical correspondence means that, under a constant external environmental favorabililty, a population should behave not unlike that of the budmoth.
Equation (7) admits of circumstances in which population extinction can occur. If A > c/w2 then n can drop to zero. Societies with zero population are extinct ones. The governing differential equation, (6), doesn’t apply when n<0. On attaining zero n remains zero.
But the value of A derives from initial conditions; from s(t=0) and g(t=0). So depending upon the seed population and its initial growth rate the society may thrive or become extinct even in the presence of gift favorability, c.
This analysis reveals that periodic population oscillations can occur without a periodic driving force. Even a steady favorability produces population oscillations. The case explored demonstrates it.
Regardless of the details by which it is accomplished, there may be a general principle operative in determining population dynamics among living things. That is what is being proposed here. It remains for observational and experimental research to support it or refute it.
I am not expert in the field of population dynamics so I am curious to know whether this idea has a history. I need the learning of scholars in the field. Has such an idea been advanced before? Am I reinventing the wheel?
If not then I need a collaborator from among the experts. Someone who might gather the needed evidence to support or refute the proposal. Someone with whom to pursue implications. My email address is: chesterATphysics.ucla.edu
Updated 14 November 2009 20:58 UTC
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In my opinion, the fundamental theory of population dynamics is the conservation law. However, no current population growth model has exactly been established based on the conservation law. In other words, all the current models are not really the population growth models. Dose anyone notice the fact?
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I do not understand HJ Su’s comment. Sidney Holt
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I just want to emphasize that all these models, such as the exponential model, logistic model and so on, are not really the population growth models. They are in fact the apparent growth models. In my opinion, these two concepts are entirely different.
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November 7, 2009
I was asked to elaborate on the justification for calling evolutionary success dg/dt. Alan Berryman has convinced me that the word ‘evolutionary’ ought to be changed to ‘adaptive’. Adaptive success.Our accepted notion of adaptive success is that a population is flourishing. By flourishing is meant growing more each year.
In this analysis the ‘number of members in the population’ is allowed to be any rational number – not restricted to integers. So computational results are only valid for large numbers, n»1. Under these conditions the number of members in the population is a smooth definable function of time. Put mathematically, n=n(t). Population number is a continuous variable. It has a value at each instant of time, an instantaneous population value. So, too, there exist instantaneous growth values. Since population growth is the time derivative of population number it, too, has values at each moment of time.
Because adaptive success must derive from population number and from growth, it, too, must have a value at each moment of time. There must exist an instantaneous adaptive success. But neither population itself nor its growth are adequate measures of instantaneous success.
Population number may be large but falling. Such a population cannot be said to be flourishing. So we can’t associate population number with adaptive success.
Growth seems a better candidate. But, again, suppose growth is large but falling. Only a rising growth rate would indicate ‘flourishing’.
And, indeed, that’s the key: a rising growth rate indicates flourishing.
This notion establishes instantaneous adaptive success. Defining it to mean growth in the growth of population strength yields results which fit all of our commonly accepted notions of adaptive success. Thus dg/dt is the mathematical expression for ‘flourishing’; the mathematical rendering of adaptive success. The idea gives quantitative voice to the common Darwinian notion that flourishing growth reveals a population’s adaptive success.
I called dg/dt the instantaneous success. Over an extended time, Δt, if the growth increases by Δg the cumulative adaptive success is Δg/Δt. And this matches our idea of ‘flourishing’ – an increase in growth. Here’s an example:
The cumulative success of a population over, say, one year is the increase in growth over that year. A growth rate of 1000 per month at the beginning increases, say, to 1500 per month at the end of one year. This amounts to a cumulative adaptive success of 500 per month per year (500/mo-yr). Should the growth rate decline in the next year from 1500/mo to 1200/mo then in that year the adaptive success would be negative, -300 per month per year.
By way of further illustration of the three variables, population, growth and succes, consider the following graph.

It shows a hypothetical population history, n=n(t). The number of population members is n. The society goes extinct 2110 years after it was first tracked from an initial population of 1000 members. It more than doubles in 1500 years to reach a peak close to 2500 members. But its growth is zero at this population apogee. Then the population plunges precipitously – negative growth – going extinct after another 600 years. One can say that the population was flourishing only in the first thousand years. After that the seeds of decay appeared; the growth began to decrease. The population increased less and less rapidly until it stopped increasing altogether – at its apogee.
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This notion establishes instantaneous adaptive success. Defining it to mean growth in the growth of population strength yields results which fit all of our commonly accepted notions of adaptive success.
Not really: for many populations, maximal growth rate is at small population sizes (i.e. before density dependence kicks in). So by your definition, a population is more successful when it is small than when it is large and has become established.
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I agree with Bob O’Hara that adaptive (or evolutionary) success should not be measured by the growth rate of the population, which is basically determined by population size. A stable population is adaptive in the sense that it can persist for an “infinite” period of time (= in equilibrium) if the environment remains unchanging. This is where adaptation (or evolution) occurs at its fastest rate. In a stable population, the number of organisms remains constant in relationship to its limiting factor(s). Thus, births = deaths, on the average. As a population adapts to a constant environment, births are reduced to equal deaths OR deaths must be increased to equal births. The species adapts by increasing or decreasing birth rate in relation to the changing death rate. If the average death rate is high (very variable environment) the birth rate must be high to equal it. If the death rate is low, so too must be the birth rate if the population is to remain in equilibrium. Thus, altering the birth rate is adaptive in this sense.
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Gentlemen, what would you propose as a good measure of instantaneous adaptive success? A measurable. i.e. how do you know when adaptive success is happening.
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Pardon me for the double posting. Of course it was not meant to happen. I was trying to size the graph properly. The right hand side was cut off in the first posting. I thought I was just modifying it not posting something else. And even at that too small in the second.
In re Bob’s comment that by my “definition, a population is more successful when it is small than when it is large ..”
In the graph the population is small at two places – initially and near extinction. And the success curve is large positive at the first place – as would be expected – and very large negative in the other – again as would be expected. It can be either positive or negative at small population.
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Marvin,
Why do you need a term like “adaptive success”? As far as I am concerned it is unnecessary and confusing. When the population is reduced by some catastrophic event (a typhoon) or finds its way into a new (and favorable) environment, it grows for a while according to log N(t) = log N(t-1) + Rm, where Rm is a maximum rate of growth per capita (you can make this instantaneous if you wish but calling this adaptive is unnecessary). When the environment starts affecting the growth rate it begins to slow down, thus the equation becomes log N(t) = log N(t-1) + R(N), where R(N) varies from Rm (when N is very small) to a large negative number as as N gets very large. This is a fact of life and occurs whether adaptation takes place or not. Using the term “adaptive success” just confuses the issue, does it not? -
This is not directly relevant to our forum, but Dr Chester’s proposal reminds me of a saying among those of us who engage in seeking fisheries management for sustainability: For every restrictive management regulation the fishermen find ways to nullify its intended effects. Sidney Holt
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